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Nickii Mallia

Best Practices for Implementing a KYC/AML platform in Financial Institutions

In the rapidly evolving financial landscape, implementing a robust KYC/AML platform is paramount for financial institutions. Effective processes not only ensure regulatory compliance but also enhance ...

17 Jul 2024
RegTech
Nickii Mallia

Importance of having a trustworthy KYC system - In-house vs Third Party Providers

You never get a second chance to make a great first impression and since onboarding a new client is your first main contact between your company and your new client, the experience should not be confu...

21 Jul 2022
RegTech
Nickii Mallia

The most reliable asset in the compliance team is not who (or what) you think!

“I am confident and incredibly focused on my work. I can guarantee that I will never miss any kind of anomaly or issue within the compliance processes of your company. I will work tirelessly 24 by 7 a...

26 Jan 2022
Operational Risk Management
Nickii Mallia

The importance of meeting Regulatory Reporting Obligations

Any compliance officer will tell you that financial safety is the first benefit associated with regulatory compliance. Compliance officers are requested to issue reports to ensure they’re complying wi...

11 Jan 2022
Operational Risk Management
Nickii Mallia

Single Customer View – the benefits for due diligence processes

Customers are at the centre of any business, yet very few firms truly understand who their customers are. It is known that one of the biggest challenges in this industry is the ability to identify the...

07 Jan 2022
Operational Risk Management
Nickii Mallia

Importance of Achieving Perpetual KYC

In today’s world it is vital to adopt a continuous KYC (cKYC) approach rather than the inefficient costly periodic client reviews and remediation projects, to understand your customers' risk profile t...

05 Jan 2022
Operational Risk Management

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